Post-Baccalaureate Certificate in Financial Regulatory Compliance

Certificate Level: Graduate
Admission Requirements: Bachelor's degree or higher
Certificate Type: Post-Baccalaureate
Number of Credits to Completion: 20.0
Instructional Delivery: Online; Campus
Calendar Type: Quarter
Expected Time to Completion: 1.5 years
Financial Aid Eligibility: Not aid eligible
Classification of Instructional Program (CIP) Code: 22.0205
Standard Occupational Classification (SOC) Code: 23-1011

About the Program

The certificate in Financial Regulatory Compliance is a post-baccalaureate, non-degree program designed for individuals to develop and improve career-related skills in the focused area of financial services compliance. The program includes a core of legal compliance and risk assessment classes and in-depth study of crucial issues in financial services regulation. Ideal candidates include individuals working in the financial services industry in mutual funds, brokerage firms, banks, and other financial institutions who would benefit from focused legal knowledge regarding financial regulations compliance, as well as individuals seeking career changes into these fields.

Additional Information

For more information, visit the Graduate Certificate in Financial Regulatory Compliance website.

Admission Requirements

• A completed application
• Official transcripts from all universities or colleges and other post-secondary educational institutions (including trade schools) attended
• Resume
• Additional requirements for international students

Program Requirements 

Sample Plan of Study