Search Results

LAW 734S Legal Regulation of Investment Advisers 3.0 Credits

This course will thoroughly review the Investment Advisers Act of 1940 and how it laid the foundation for present day regulation. It will explore the various legal and regulatory schemes that govern investment companies and look at the key policies that drive them.

College/Department: Thomas R. Kline School of Law
Repeat Status: Not repeatable for credit

  • Schedule of Classes
  • All Course Descriptions
  • Co-op
  • Academic Advising
  • Admissions
  • Tuition & Fees