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LAW 736S Broker/Dealer Regulation 3.0 Credits

This course will discuss the legal and regulatory frameworks that govern broker-dealers. It will explore the multiple legal and regulatory regimes that govern broker dealers and affiliated institutions.

College/Department: Thomas R. Kline School of Law
Repeat Status: Not repeatable for credit

Global Financial Regulation

http://catalog.drexel.edu/graduate/schooloflaw/globalfinancialregulation/

...Time) Fall Credits Spring Credits LAW 730S 3.0 LAW 736S 3.0 LSTU 501S...

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