LSTU 6649 Foundations of Financial Regulation 3.0 Credits
This foundational course will introduce students to financial services institutions in the U.S. and the bodies that regulate them. The course is important for students pursuing a career in finance, whether as a lawyer, working for a public company, or holding other positions in the financial services industry, as well as other disciplines. The course will explore the history of domestic financial regulation and the development and current state of regulation in different industry sectors, including commercial and consumer depository institutions, investment companies, securities firms, private investment funds, and insurance companies. It also provides an understanding and use of financial statements for business, legal and personal benefits and how they are impacted by regulators.
Repeat Status: Not repeatable for credit